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New York Department Financial Services

This series of NYDFS Cybersecurity, Transaction Monitoring and Virtual Currencies Playbooks are based on the New York State Department of Financial Services (NYDFS) industry guidance.

The New York State Department of Financial Services (NYDFS – 23 NYCRR) Library addresses the following Playbooks:
– Cybersecurity (NYCRR 500)
– Transaction Monitoring and Filtering (NYCRR 504)
– Virtual Currencies (NYCRR 200)

 

What can you expect from our comprehensive Playbooks library?

Out-of-the-Box Functionality

Out-of-the-Box Functionality

Our extensive library of fully loaded, ready to use “smart” Playbooks allows you to get started straight away. No training, no new technology, once you can use excel, you’re ready to use GRC Playbook.

Reporting Clarity

Reporting Clarity

Generate meaningful and actionable Dashboards, Status and Management Reports, and slice and dice your data any way you want through our tight integration with Microsoft Power BI.

Scalable Ease-of-Use

Scalable Ease-of-Use

Our expanding library of Playbooks give you three scalable work modes to suit your and your client’s needs – simple ControlSCAN, more detailed DiagnosticREVIEW, and full RCM Assessment.

 

3 Modes of Use

Playbooks builds on and retain the information entered into each of the three work modes to allow you the flexibility of working interchangeably in whatever mode suits your needs at a particular time.

Control Scans

Gap analyses against authoritative best practices and applicable international frameworks

Designed to provide the user with a rapid assessment of the organization’s control/compliance “gaps” – in advance of a more in-depth assessment

DiagnosticREVIEW

Mid-level analysis. A more-in depth review of your chosen subject area.

RCM Assessment

A full-scale Risk and Control Matrix Assessment that gives you the most comprehensive view of your subject area.

 

Anti-Money Laundering Playbooks

Based on Authoritative Sources

 

US Securities and Exchange Commission FRC FFIEC European Commission COSO
 

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