Corporate Compliance Program

Corporate Compliance Program Evaluation (DOJ)

      The Corporate Compliance Program Evaluation Playbook addresses the following areas:

      • Risk Assessment
      • Policies and Procedures
      • Training and Communications
      • Confidential Reporting Structure and Investigation Process
      • Third Party Management
      • Mergers and Acquisitions (M&A)
      • Commitment by Senior and Middle Management
      • Autonomy and Resources
      • Incentives and Disciplinary Measures
      • Continuous Improvement, Periodic Testing, and Review
      • Investigation of Misconduct
      • Analysis and Remediation of Any Underlying Misconduct