Corporate Compliance Program Evaluation - GRC Playbook

The Corporate Compliance Program Playbook is a fully loaded and editable template that represent the core of what is generally required to demonstrate compliance with the U.S. Department of Justice Criminal Division’s evaluation criteria for an effective corporate compliance program.

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What is the Corporate Compliance Program Evaluation Playbook?

The CCPE: Corporate Compliance Program Evaluation Playbook addresses the following areas:

Risk Assessment
Policies and Procedures
Training and Communications
Confidential Reporting Structure and Investigation Process
Third Party Management
Mergers and Acquisitions (M&A)
Commitment by Senior and Middle Management
Autonomy and Resources
Incentives and Disciplinary Measures
Continuous Improvement, Periodic Testing, and Review
Investigation of Misconduct
Analysis and Remediation of Any Underlying Misconduct

Policy Document Template

These templates are designed to be a starting point for your clients, which can be tailored for your client's specific organizational needs.

Overview Flow Charts

A diagrammatic representation of the flow of assessment activities within your playbook.

Instructions

Our instructions for use. These are the same for all our playbooks, once you know how to use one, you can use them all.

Tutorial

A PowerPoint tutorial on the specific playbook, covering the most important aspects of this area of assessment.

Corporate Compliance Program Evaluation

Based on Authoritative Sources